Job description
Compliance ManagerThis role is largely remote with the occasional travel.
We are seeking an experienced Compliance Manager to join Tradex and assist the Compliance Function in achieving its core objective of ensuring the Group complies with all relevant regulations whilst promoting a strong and effective compliance culture.
The Role holder is responsible for monitoring and analysing emerging regulatory changes that potentially impact on the Group, the management of regulatory change projects, supporting management of SMCR records and regulatory submissions.
Key Accountabilities & Responsibilities:
- Regulatory horizon scanning, analysing and reporting to relevant stakeholders on developments, including impact on the Group, and the action required.
- Support the management of SMCR requirements and updating of Management Responsibilities Map
- Assist with the preparation of regular compliance reporting to Boards/Committees
- Assist in the completion of the Group Regulatory applications and notifications.
- Assist in the completion of regulatory returns.
- Maintain the Group regulatory return log and report on performance against schedule
- Support in the design, implementation and monitoring of the Group’s Governance Risk and Compliance Training Plan.
- Experience in a compliance function within a regulated environment
- Horizon scanning and impact assessment
- Managing SMCR records (nice to have)
- Compliance Reporting
- Excellent verbal and written communication skills
- Good understanding of 3LOD
- Strong analytical skills
- Problem solving ability
- High attention to detail
- Highly proficient in Microsoft WORD, Excel and PowerPoint
Tradex Insurance Company PLC is a UK-based General Insurer that underwrites commercial and personal lines insurance products.
What we offer in return?
- Pension contribution 5% or more by employee, 10% employer
- Opportunity for yearly bonus
- Private Medical Insurance
- 28 days annual leave plus Bank Holidays
- Life Assurance 4x annual salary
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